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CLEARING & CUSTODY

Securities are offered through Insigneo Securities, LLC, member of FINRA and SIPC and advisory services are offered through Insigneo Advisory Services, LLC

BNY MELLON

BNY Mellon is the oldest US bank founded by Alexander Hamilton in 1784. Trading under the NYSE ticker symbol BK, BNY Mellon is a leading provider of financial services for institutions, corporations and high net worth individuals, providing superior asset management and wealth management, asset servicing, issuer services, clearing services and treasury services through a worldwide client focused team.

BNY MELLON PERSHING CLEARING

BNY Mellon Pershing is the world’s leading correspondent clearing firm and is a wholly owned subsidiary of BNY Mellon. BNY Mellon Pershing is a member of the New York Stock Exchange and every major US securities exchange as well as a member of the Frankfurt, Irish and London stock exchanges.

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Since 1939, BNY Mellon Pershing has been providing brokerage execution, clearance, data processing and financial products and services to introducing broker dealers.

PROTECTION OF CLIENT ASSETS

BNY Mellon’s Pershing has been a leading global provider of financial business solutions for almost 80 years and serves many of the world’s most respected financial organizations. BNY Mellon Pershing remains committed to the safekeeping, servicing, segregation and reporting of their global client assets.

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​​​The protection of client assets remains at the center of BNY Mellon Pershing's focus.

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A Plus Capital, LLC is the “doing business as entity” through which Manuel Uranga, an investment professional (“IPs”) of Insigneo Securities, LLC (“ISEC”) and Insigneo Advisory Services, LLC (“IAS”) conduct securities and advisory activities. A Plus Capital, LLC is not itself a broker dealer or an investment advisor and is not under common ownership with ISEC or IAS. Insigneo Financial  Group,  LLC  comprises  a  number  of  operating  businesses  engaged  in  the  offering  of  brokerage  and  advisory  products  and  services  in  various  jurisdictions. Brokerage  products  and  services  are  offered  through  Insigneo  Securities,  LLC,  a  broker-dealer  registered  with  the  U.S. Securities  and  Exchange  Commission  (“SEC”)  and  member  of  FINRA and  SIPC. Investment  advisory  products  and  services  are  offered  through  Insigneo  Advisory  Services,  LLC,  an  investment  adviser  registered  with  the  SEC.    Insigneo  has  affiliated  companies  in  different  locations,  so it is important to understand which entity you are conducting business with. Please visit https://insigneo.com/legalentities/ for  more  information about the differences  between  these  companies,  their locations,  and  what  that  means  for  you.

 

Click on the following links to view ISEC- Reg BI- Client Relationship Summary ("Form CRS") and IAS - Form ADV Part 3 CRS.

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